Susan Tate is a registered investment advisor, based in Storrs, CT, with 29 years of industry experience.
Location
1066 Storrs Rd, Ste A, Storrs, CT, 06268
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2014Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Susan is an independent insurance agent since 1997 and spends minimal time on investment-related activities in this role. She is also president of Retirement Security Inc., handling administrative and clerical duties, dedicating about half of her time. Additionally, Susan is an advisory representative of a RIA (CIRA) and an Investment Advisor Representative for Retirement Security, Inc., dedicating full-time hours to these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.