JV
JV

John Viglione

25 Years of Experience
New York, NY
Broker

John Viglione is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 25 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
86 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

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Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
November 2007 - Present · 18 yrs 6 mos
Nylife Distributors LLC
March 2001 - Present · 25 yrs 2 mos
Nylife Distributors LLCBroker
March 2001 - Present · 25 yrs 2 mos
Previous Registrations
New York Life Investment Management LLC
February 2007 - November 2007 · 9 mos
Nylife Securities INC.Broker
December 2002 - March 2005 · 2 yrs 3 mos
H.J. Meyers & CO., INC.Broker
April 1997 - June 1997 · 2 mos
Investors Associates, INC.Broker
October 1996 - April 1997 · 6 mos
State Registrations12 states
ALFLGAILMDNHNJOHPRTNTXVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.