James Knight is a registered investment advisor at Bhk Securities, LLC, based in Birmingham, AL, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 114 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BHK Securities offers investment advisory programs through First Clearing, charging an advisory fee of up to 2% of your portfolio per year. This fee covers BHK Securities' and First Clearing's services. You'll also pay a separate manager fee, typically ranging from 0% to 0.50%, to the money manager you select. Fees are billed quarterly in advance, and any unearned fees are refunded if you terminate the account. There may be a minimum fee of up to $375 per quarter to maintain the account.
Location
2200 Lakeshore Drive, Suite 250, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the Vice President of Mountain Brook Country Club, dedicating minimal time to board oversight. He also serves as a board member for the Childrens Aid Society, spending minimal time on this activity as well.
Employment History
Current Registrations
Bhk Securities, LLC
Bhk Securities, LLCBroker
Bhk Investment Advisors
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
The Robinson-Humphrey Company, LLCBroker
Smith Barney INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.