Ernesto Ramirez
Ernesto Ramirez is a registered investment advisor at LPL Enterprise, LLC, based in Orlando, FL, with 27 years of industry experience. Ernesto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
4700 Millenia Boulevard, Suite 310, Orlando, FL, 32839
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Regulatory History (3)
Employment Separation After Allegations
April 2017Customer Dispute
October 2016Customer Dispute
January 2016Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Clark Street Capital, INC.Broker
Indianapolis Securities, INC.Broker
Nylife Securities INC.Broker
Berry-Shino Securities, INC.Broker
Chicago Investment Group, INC.Broker
The Regency Group, INC.Broker
William Scott & CO. L.L.C.Broker
Weatherly Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.