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Ernesto Ramirez

LPL Enterprise, LLC
27 Years of Experience
Orlando, FL
3 DisclosuresBroker
View SEC Summary
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Ernesto Ramirez is a registered investment advisor at LPL Enterprise, LLC, based in Orlando, FL, with 27 years of industry experience. Ernesto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4700 Millenia Boulevard, Suite 310, Orlando, FL, 32839

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2017
Customer Dispute
October 2016
Denied
Customer Dispute
January 2016
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
December 2019 - November 2024 · 4 yrs 11 mos
Pruco Securities, LLC.Broker
December 2019 - November 2024 · 4 yrs 11 mos
Oneamerica Securities, INC.
April 2018 - December 2019 · 1 yr 8 mos
Oneamerica Securities, INC.Broker
March 2018 - December 2019 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2017 · 4 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2017 · 4 yrs 7 mos
Chase Investment Services CORP.
July 2008 - October 2012 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
September 2004 - October 2012 · 8 yrs 1 mo
Clark Street Capital, INC.Broker
July 2003 - September 2004 · 1 yr 2 mos
Indianapolis Securities, INC.Broker
July 2003 - July 2003 · 0 mos
Nylife Securities INC.Broker
July 2002 - July 2003 · 1 yr
Berry-Shino Securities, INC.Broker
February 2001 - June 2002 · 1 yr 4 mos
Chicago Investment Group, INC.Broker
February 2001 - March 2001 · 1 mo
The Regency Group, INC.Broker
June 1999 - December 2000 · 1 yr 6 mos
William Scott & CO. L.L.C.Broker
August 1998 - June 1999 · 10 mos
Weatherly Securities CorporationBroker
April 1997 - September 1997 · 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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