Michael Herman is a registered investment advisor at Apollon Financial, LLC, based in Costa Mesa, CA, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 1,258 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Advisory fees are negotiable and range up to 3.0% annually based on factors such as relationship size, complexity, and services rendered. Additional fees may apply for specific strategies like Direct Indexing (0.10%), sub-advisors, or LPL programs.
Fee Estimator
Location
Costa Mesa, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Apollon Financial, LLC
Apollon Wealth Management, LLC
Previous Registrations
Goldman Sachs & CO. LLCBroker
Cetera Advisor Networks LLCBroker
Pfe Advisors, INC.
Goldman Sachs Personal Financial Management
Girard Securities, INC.Broker
Strategic Wealth Advisors Group
Fsc Securities CorporationBroker
Fsc Securities Corporation
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wall Street Equities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jared Oren, CFPCaptrust
- Audrey Johnson, CFPApella Wealth
- Stephen Keshishian, CFPCaptrust
- Jared Bergstrom, CFA, CFP
- Tamara Durbin, CFPApella Wealth
- Daniel Yoo, CFPApella Wealth