Shawn Gold
Shawn Gold is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Princeton, NJ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
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Number of Clients
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Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
7 Roszel Rd, Princeton, NJ, 08540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
Jpmorgan Distribution Services, INC.Broker
Jpmorgan Fleming Asset Management
J.P. Morgan Asset Management
J.P. Morgan Institutional Investments INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Wall Street Discount Corporation (the)Broker
State Registrations32 states
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