Mark Godes
Mark Godes is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Tan Valley, AZ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Tan Valley, AZ
Get directionsHistory
Regulatory History (1)
Criminal
July 1988Other Business Activities
Mark is a notary public, notarizing client-related documents without compensation. He also spends nearly full-time on Optimal Wealth & Investments, his DBA for LPL business, and dedicates minimal time to CFG Planning Services, a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linsco/private Ledger CORP.Broker
Scudder Investor Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.