Mark Godes
Mark Godes is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Tan Valley, AZ, with 27 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
San Tan Valley, AZ
Get directionsHistory
Regulatory History (1)
Criminal
July 1988Other Business Activities
Mark is a notary public, notarizing client-related documents without compensation. He also spends nearly full-time on Optimal Wealth & Investments, his DBA for LPL business, and dedicates minimal time to CFG Planning Services, a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linsco/private Ledger CORP.Broker
Scudder Investor Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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