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Patricia Victorica Garcia

Latin Securities INC
26 Years of Experience
Broker
View SEC Summary
View SEC Summary
Latin Securities INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
11 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$25.2M

Location

100 SE 2nd Street, Suite #3975, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Latin Securities INC
July 2023 - Present · 2 yrs 7 mos
Latin Securities INC.Broker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
August 2021 - December 2021 · 4 mos
Morgan Stanley
August 2021 - December 2021 · 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2014 - June 2021 · 7 yrs
Wells Fargo Clearing Services, LLC
May 2014 - June 2021 · 7 yrs 1 mo
Guggenheim Partners Latin America, INC.
October 2013 - June 2014 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - July 2012 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - July 2012 · 15 yrs 10 mos
State Registrations14 states
CADEFLGAILNCNJNYSCSDTXUTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.