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Stephan Barton is a registered investment advisor, based in Winder, GA, with 29 years of industry experience.
Location
429 Loganville Highway, Suite 103 Unit 5, Winder, GA, 30680
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2013Settled
Customer Dispute
August 2012Settled
Other Business ActivitiesSells Insurance
Stephan is involved in real estate rental through Classic City Financial Services, LLC. He also offers financial advisory and brokerage services, along with fixed insurance products (fixed life, fixed annuities, disability income, and long-term care) through Physicians Financial Services, LLC, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
May 2011 - Present · 15 yrs
Previous Registrations
LPL Financial LLCBroker
March 2011 - May 2019 · 8 yrs 2 mos
Fiduciary Solutions, LLC
January 2009 - September 2009 · 8 mos
Qa3 Financial LLC
March 2007 - February 2011 · 3 yrs 11 mos
Qa3 Financial CORP.Broker
January 2007 - February 2011 · 4 yrs 1 mo
Investment Advisors
February 2003 - December 2006 · 3 yrs 10 mos
Proequities, INC.Broker
September 1996 - December 2006 · 10 yrs 3 mos
State Registrations7 states
GAMNNCSCTXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.