Timothy Mcsweeney is a registered investment advisor, based in Palm Desert, CA, with 29 years of industry experience.
Location
Palm Desert, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy owns real estate, dedicating minimal time to it. This activity is not investment-related.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2025 - Present · 1 yr 4 mos
Cambridge Investment Research Advisors, INC.
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2024 - December 2024 · 3 mos
Cetera Investment Advisers LLC
September 2024 - December 2024 · 3 mos
Grove Point Advisors, LLC
April 2021 - September 2024 · 3 yrs 5 mos
Grove Point Investments, LLCBroker
March 2021 - September 2024 · 3 yrs 6 mos
LPL Financial LLCBroker
March 2004 - April 2021 · 17 yrs 1 mo
LPL Financial LLC
March 2004 - April 2021 · 17 yrs 1 mo
Citicorp Investment ServicesBroker
May 2003 - March 2004 · 10 mos
Edward JonesBroker
March 2001 - May 2003 · 2 yrs 2 mos
Atlas Securities, INC.Broker
March 1998 - March 2001 · 3 yrs
Great Western Financial Securities CorporationBroker
October 1996 - March 1998 · 1 yr 5 mos
State Registrations15 states
AZCACOFLILKSLANJNVORSCTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.