Joseph Thompson
Joseph Thompson is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
11400 Parkside Drive, Suite 200, Knoxville, TN, 37934
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph serves as a non-public arbitrator for FINRA disputes, dedicating minimal time. He also chairs the 2022 Convention for the Congressional Medal of Honor Society, spending minimal time on this role as well.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations46 states
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