Joseph Dumontier is a registered investment advisor, based in Birmingham, AL, with 25 years of industry experience.
Location
2501 20th Place S, Ste 101, Birmingham, AL, 35223
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph volunteers at the Birmingham Zoo and will act as executor of his uncle's estate starting in 2025. These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
April 2019 - February 2021 · 1 yr 10 mos
Bb&t Securities, LLCBroker
April 2019 - February 2021 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - April 2019 · 11 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - April 2019 · 11 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2005 - March 2008 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2005 - March 2008 · 2 yrs 5 mos
Citigroup Global Markets INC.
September 2001 - October 2005 · 4 yrs 1 mo
Citigroup Global Markets INC.Broker
October 2000 - October 2005 · 5 yrs
State Registrations39 states
ALARCACODCFLGAHIILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.