Brian Whalen
Brian Whalen is a registered investment advisor at T. Rowe Price Advisory Services, INC., based in Owings Mills, MD, with 21 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,014 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
T. Rowe Price Retirement Advisory Service manages your investments for an annual fee based on the value of the assets they manage. The gross advisory fee is up to 0.90% of assets under management. This fee is reduced by the total annual operating expenses of the T. Rowe Price funds held in your account. The net advisory fee is the gross fee minus the fund expense offset. No advisory fee is charged on money market funds.
Location
Four Financial Center, 4525 Painters Mill Road, Owings Mills, MD, 21117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a lacrosse official with the Southern Lacrosse Officials Association since 2015, dedicating about 10-20% of his time during the season. This activity is not investment-related.
Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
T. Rowe Price Investment Services, INC.
T. Rowe Price Investment Services, INC.Broker
Previous Registrations
Meridian Equity Partners, INC.Broker
Z&z Securities INC.Broker
Robert G. Pears & CO., INC.Broker
Labranche Financial Services, INC.Broker
Monaco Brokerage CorporationBroker
Deutsche Banc Alex. Brown INC.Broker
Bt Alex. Brown IncorporatedBroker
Oscar Gruss & Son, IncorporatedBroker
National Discount BrokersBroker
Henderson Brothers, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.