AP
AP

Anne Pasker

26 Years of Experience
Buffalo, NY
Broker

Anne Pasker is a registered investment advisor at Raymond James & Associates, INC., based in Buffalo, NY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

468 Delaware Avenue, Suite 100, Buffalo, NY, 14202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Key Investment Services LLCBroker
September 2016 - June 2019 · 2 yrs 9 mos
Key Investment Services LLC
September 2016 - December 2016 · 3 mos
LPL Financial LLCBroker
May 2012 - September 2016 · 4 yrs 4 mos
LPL Financial LLC
May 2012 - September 2016 · 4 yrs 4 mos
Hsbc Securities (USA) INC.
February 2011 - May 2012 · 1 yr 3 mos
Hsbc Securities (USA) INC.Broker
February 2008 - May 2012 · 4 yrs 3 mos
M&t Securities, INC.Broker
September 1996 - March 2006 · 9 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.