Thomas Russell is a registered investment advisor at LPL Financial LLC, based in Kenmore, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1690 Sheridan Drive, Kenmore, NY, 14223
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2018Other Business Activities
Thomas operates under the DBA Northwest Investment Services for his LPL business, dedicating full-time hours. He also manages Reps Business, called Butterflies and Bucks, for about 10-20% of his time, refers to bank partners at Northwest Bank for minimal time, and manages real estate rentals for minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Uvest Financial Services Group, INC.Broker
Capital Brokerage CorporationBroker
M&t Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.