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Joseph Tavano

J.P. Morgan Securities LLC
15 Years of Experience
Tenafly, NJ
3 DisclosuresBroker
View SEC Summary
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Joseph Tavano is a registered investment advisor at J.P. Morgan Securities LLC, based in Tenafly, NJ, with 15 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

115 County Rd, Tenafly, NJ, 07670

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Settled
Customer Dispute
September 2023
Denied
Customer Dispute
June 2022
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2014 - Present · 12 yrs
J.P. Morgan Securities LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Wells Fargo Advisors, LLC
January 2012 - October 2014 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
November 2011 - October 2014 · 2 yrs 11 mos
Dljdirect INC.Broker
June 1997 - October 1997 · 4 mos
M.S. Farrell & Company, INC.Broker
October 1996 - June 1997 · 8 mos
State Registrations16 states
CACOCTFLGAILLAMDMINJNYPAPRRISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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