Wayne Lagasse is a registered investment advisor at LPL Financial LLC, based in Westerly, RI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
122 Granite Street, Westerly, RI, 02891
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Regulatory History (1)
Customer Dispute
June 2013Other Business Activities
Wayne operates under two DBAs for his LPL business: MEMBERS Financial Services since 2022 and WCCU Wealth Management since 2023. He dedicates minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Banc of America Investment Services, INC.Broker
Ifmg Securities, INC.Broker
Citizens Investment Services CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.