Michael Carlin
Michael Carlin is a registered investment advisor at Focus Partners Wealth, LLC, based in Scottsdale, AZ, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 62,466 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Focus Partners' fees for investment management are based on a percentage of the assets they manage for you. These fees are negotiable and can vary depending on factors like the amount you invest, the services you need, and where the client relationship originated. Clients typically pay a minimum fee of $5,000. For certain client relationships, a fixed fee rate is charged on a quarterly basis, in advance or in arrears, in place of the percentage of assets under management/advisement.
Location
14851 N. Scottsdale Road, Suite 105, Scottsdale, AZ, 85254
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Regulatory History (1)
Customer Dispute
June 2012Other Business ActivitiesSells Insurance
Michael is the President, Principal, and CCO of Interocean Capital Group, LLC, dedicating nearly full-time hours to financial planning. He also serves as a Director at DEPCOM (renewable energy), provides insurance products for client needs through Unkefer & Associates, and is on the Board of Directors for NuSpine Chiropractic, spending minimal time on each of these activities.
Employment History
Current Registrations
Focus Partners Wealth, LLC
Previous Registrations
Interocean Capital
M. S. Howells & CO.Broker
Henry + Horne Wealth Management
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Axiom Advisory Services, LLC
Advisors Edge Securities, LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Vestax Securities Corporation
Vestax Securities CorporationBroker
1st Global Capital CORP.Broker
Dean Witter Reynolds INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.