William Beardsley is a registered investment advisor, based in Chicago, IL, with 18 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLC
July 2022 - Present · 3 yrs 10 mos
Nuveen Asset Management, LLC
July 2022 - Present · 3 yrs 10 mos
Nuveen Securities, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
August 2018 - June 2022 · 3 yrs 10 mos
Columbia Management Investment Distributors, INC.Broker
August 2018 - June 2022 · 3 yrs 10 mos
LPL Financial LLCBroker
July 2015 - September 2018 · 3 yrs 2 mos
LPL Financial LLC
February 2014 - September 2018 · 4 yrs 7 mos
Morningstar Associates, LLC
January 2012 - July 2014 · 2 yrs 6 mos
Oppenheimerfunds Distributor, INC.Broker
October 2000 - January 2002 · 1 yr 3 mos
Oppenheimerfunds Distributor, INC.Broker
November 1997 - February 2000 · 2 yrs 3 mos
Transamerica Securities Sales CorporationBroker
September 1996 - June 1998 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.