Royce Ruth
Royce Ruth is a registered investment advisor at Osaic Wealth, INC., based in Lincoln, NE, with 28 years of industry experience. Royce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
875 South 48th St, Lincoln, NE, 68510
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2016Customer Dispute
August 2014Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Royce owns several businesses, including Strategic Legacy Advisors (a marketing organization for his securities business, taking up nearly full-time), Strategic Risk Management Group Inc. (marketing fixed life insurance), RJ Ruth Enterprises, Inc. (a pass-through entity for insurance and securities commissions), and Royce Ruth Livestock (buying/selling cattle). He also has ownership stakes in entities related to office building ownership and tax management.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Girard Securities, INC.
Girard Securities, INC.Broker
Strategic Legacy Advisors, INC.
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Capital Analysts, IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.