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Paula Penn is a registered investment advisor at Morgan Stanley, based in Lake Forest, IL, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
207 East Westminster, Suite 300, Lake Forest, IL, 60045
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Regulatory History (1)
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Customer Dispute
October 2006Denied
Other Business Activities
Paula owns and manages two rental properties in Chicago, IL and Westport, WA since 2019 and 2021, respectively. She spends minimal time on the first property and a few hours per week on the second.
Employment History
Previous Registrations
Morgan Stanley
June 2009 - March 2026 · 16 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Salomon Smith Barney INC.
December 1997 - June 2002 · 4 yrs 6 mos
Exams
No exam information available for this advisor.