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Vincent Nerone

23 Years of Experience
San Diego, CA
1 DisclosureBroker

Vincent Nerone is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

10150 Meanley Drive, First Floor, San Diego, CA, 92131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
Other Business Activities

Vincent is involved with Nerone Legacy Holdings LLC, DBA Sand and Stripes Apparel, a business entity for tax/investment purposes only. He spends minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.
January 2024 - May 2025 · 1 yr 4 mos
Cuso Financial Services, L.P.Broker
January 2024 - May 2025 · 1 yr 4 mos
U.S. Bancorp Investments, INC.
January 2020 - June 2022 · 2 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
August 2010 - June 2022 · 11 yrs 10 mos
Financial West GroupBroker
January 2008 - October 2008 · 9 mos
The Shemano Group, INC.Broker
October 2005 - January 2008 · 2 yrs 3 mos
The Shemano Group, INC.Broker
October 2002 - October 2002 · 0 mos
First Allied Securities, INC.Broker
February 2002 - November 2005 · 3 yrs 9 mos
Interfirst Capital CorporationBroker
December 1998 - February 2002 · 3 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.