CB
CFP
CB
CFP
Clinton Bauch is a CFP-designated registered investment advisor, based in Madison, WI, with 29 years of industry experience.
Location
1601 Greenway Cross, Suite 201, Madison, WI, 53713
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2010Denied
Other Business ActivitiesSells Insurance
Clinton is the President and a Financial Advisor at Park Capital Management, LLC, dedicating nearly full-time hours to providing investment advice, financial planning, and estate planning. He is also a licensed insurance agent and may recommend insurance products, and is a partner in Ahhhhh!!, LLC, formed to invest in convertible notes, spending minimal time on this.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2012 - Present · 13 yrs 10 mos
Park Capital Management, LLC
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
August 2009 - July 2012 · 2 yrs 11 mos
Cambridge Investment Research Advisors, INC.
August 2009 - July 2012 · 2 yrs 11 mos
M&i Financial Advisors, INC.
September 2005 - August 2009 · 3 yrs 11 mos
M&i Financial Advisors, INCBroker
November 1999 - August 2009 · 9 yrs 9 mos
Norwest Investment Services, INC.Broker
June 1999 - November 1999 · 5 mos
M&i Brokerage Services, INC.Broker
November 1997 - June 1999 · 1 yr 7 mos
Financial Network Investment CorporationBroker
September 1996 - November 1997 · 1 yr 2 mos
State Registrations9 states
AZCAFLMAMNNMOKTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.