William Pembroke is a registered investment advisor, based in Port Saint Lucie, FL, with 29 years of industry experience.
Location
8517 S US Highway 1, Port Saint Lucie, FL, 34952
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is involved in equity indexed annuity sales, taking minimal time. He is also a managing member of P&P Leasing, LLC, a real estate rental company, and treasurer of PSL Professional Centre Condominium Association, Inc., both requiring minimal time, and owns William G. Pembroke, CPA PA.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Genworth Financial Securities CorporationBroker
Hochman & Baker Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.