Daniel Flax is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2012 - Present · 13 yrs 11 mos
Neuberger Berman Bd LLC
January 2012 - Present · 14 yrs 4 mos
Neuberger Berman Bd LLCBroker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
T. Rowe Price Investment Services, INC.Broker
April 2006 - August 2011 · 5 yrs 4 mos
Bernard L. Madoff Investment Securities LLCBroker
February 2001 - May 2004 · 3 yrs 3 mos
Deutsche Bank Securities INC.Broker
February 1997 - July 1999 · 2 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.