James Stapleton
James Stapleton is a registered investment advisor at Cetera Investment Advisers LLC, based in Oradell, NJ, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
700 Kinderkamack Road, Suite 104, Oradell, NJ, 07649
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a CPA and President of J.M. Stapleton and Company, an accounting practice providing auditing, accounting, and tax services. He dedicates nearly full-time hours to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
C. J. M. Planning CORP.Broker
State Registrations4 states
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