MC
CFP
MC
CFP

Mark Carruthers

29 Years of Experience
Congers, NY
Broker

Mark Carruthers is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Congers, NY, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Congers, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark is a Certified Financial Planner doing business as Hudson Valley Financial Services, dedicating about a quarter of his time to this investment-related activity. He also owns rental property, spending minimal time on landlord duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2005 - Present · 20 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C.J.M. Asset Management, LLC
June 2001 - October 2005 · 4 yrs 4 mos
C. J. M. Planning CORP.Broker
September 1996 - October 2005 · 9 yrs 1 mo
State Registrations14 states
CACOCTDEFLGAILMANCNJNYPAVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Carruthers - Financial Advisor | TrueAdvisor