Mark Carruthers is a CFP-designated registered investment advisor, based in Congers, NY, with 30 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Congers, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is a Certified Financial Planner doing business as Hudson Valley Financial Services, dedicating about a quarter of his time to this investment-related activity. He also owns rental property, spending minimal time on landlord duties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
C.J.M. Asset Management, LLC
C. J. M. Planning CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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