EF
EF

Erik Falkenberg

23 Years of Experience
Greenwood Village, CO
Broker

Erik Falkenberg is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 23 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Empower Advisory Group, LLC
July 2023 - Present · 3 yrs
Empower Financial Services, INC.
June 2023 - Present · 3 yrs 1 mo
Empower Financial Services, INC.Broker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Raymond James Financial Services, INC.Broker
September 2021 - July 2022 · 10 mos
Raymond James Financial Services Advisors, INC
September 2021 - July 2022 · 10 mos
TD Ameritrade, INC.
September 2016 - September 2019 · 3 yrs
TD Ameritrade Investment Management, LLC
September 2016 - September 2019 · 3 yrs
TD Ameritrade, INC.Broker
July 2016 - September 2019 · 3 yrs 2 mos
Scottrade, INC.Broker
May 1999 - August 2014 · 15 yrs 3 mos
Dean Witter Reynolds INC.Broker
May 1998 - December 1998 · 7 mos
American Express Financial Advisors INC.Broker
April 1997 - September 1997 · 5 mos
Ids Life Insurance CompanyBroker
April 1997 - September 1997 · 5 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erik Falkenberg - Financial Advisor | TrueAdvisor