Roger Bracken
Roger Bracken is a registered investment advisor at Pinnacle Peak Wealth Management, based in Scottsdale, AZ, with 15 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 23 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1000K | 0.90% |
| $1.0M - $3.0M | 0.80% |
| $3M+ | 0.60% |
Fees are negotiable. Accounts within the same household can be aggregated for fee discounting.
Fee Estimator
Location
20715 N. Pima Road, Suite 108, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Roger is an Investment Advisor Representative at Dynamic Wealth Advisors, Inc. This investment-related activity takes about half of Roger's time.
Employment History
Current Registrations
Pinnacle Peak Wealth Management
Previous Registrations
Dynamic Wealth Advisors
Pogson & Matt Wealth Management Group, LLC
TD Ameritrade, INC.
Amerivest Investment Management, LLC
Tiaa-Cref Advice and Planning Services
TD Ameritrade, INC.
Amerivest Investment Management, LLC
Charles Schwab & CO., INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.