Anil Singh
Anil Singh is a registered investment advisor at LPL Financial LLC, based in White Plains, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
399 Knollwood Rd, Ste 317, White Plains, NY, 10603
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
March 2016Customer Dispute
June 2008Customer Dispute
June 2008Regulatory
December 2006Customer Dispute
January 2006Other Business ActivitiesSells Insurance
Anil receives commission trails for non-variable insurance and services fixed insurance, dedicating minimal time to these activities. He also operates under the DBA First Investments for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Prudential Securities IncorporatedBroker
Gruntal & CO., L.L.C.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.