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Lee Leroy

Ameriprise Financial Services, LLC
29 Years of Experience
Saginaw, MI
1 DisclosureBroker
View SEC Summary
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Lee Leroy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saginaw, MI, with 29 years of industry experience. Lee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3232 Fashion Square Blvd, Saginaw, MI, 48603

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2023
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lee owns multi-family real estate since 2014. He also works as an arbitrator for dispute resolution, spending minimal time on this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLCBroker
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2014 - November 2023 · 9 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
February 2014 - November 2023 · 9 yrs 9 mos
J.J.B. Hilliard, W.L. Lyons, LLC
October 2010 - February 2014 · 3 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
January 2006 - February 2014 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
September 1997 - February 2006 · 8 yrs 5 mos
First of Michigan CorporationBroker
October 1996 - September 1997 · 11 mos
State Registrations21 states
ARAZCACOCTFLHIILINKYMAMIMONCNYOHOKSCTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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