Mickey Sakata is a registered investment advisor at Newfront Retirement Services, INC., based in Alpine Meadows, CA, with 27 years of industry experience. Mickey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 106 clients with $1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
IM Fee
Planning only
Assets Under Management
$1.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $500/hr
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Location

Alpine Meadows, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Newfront Retirement Services, INC.
August 2023 - Present · 2 yrs 8 mos
Previous Registrations
Three Bell Capital LLC
August 2021 - August 2023 · 2 yrs
Oneamerica Securities, INC.Broker
June 2015 - February 2021 · 5 yrs 8 mos
Prudential Investment Management Services LLCBroker
March 2010 - June 2014 · 4 yrs 3 mos
Stancorp Equities, INC.Broker
January 2002 - February 2010 · 8 yrs 1 mo
Stancorp Investment Advisers, INC.
May 2001 - February 2010 · 8 yrs 9 mos
Park Avenue Securities LLCBroker
May 1999 - December 2001 · 2 yrs 7 mos
Guardian Investor Services CorporationBroker
December 1998 - May 1999 · 5 mos
Transamerica Securities Sales CorporationBroker
September 1996 - October 1998 · 2 yrs 1 mo
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.