TrueAdvisor
TrueAdvisor
MS
MS

Mickey Sakata

Newfront Retirement Services, INC.
27 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Newfront Retirement Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
63 clients
Average Client Portfolio
$10.3M average
Assets Under Management
$649.3M

Fee Structure

Financial Planning:Investment management only

Location

777 Mariners Island Blvd, Suite 250, San Mateo, CA, 94404

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Newfront Retirement Services, INC.
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Three Bell Capital LLC
August 2021 - August 2023 · 2 yrs
Oneamerica Securities, INC.Broker
June 2015 - February 2021 · 5 yrs 8 mos
Prudential Investment Management Services LLCBroker
March 2010 - June 2014 · 4 yrs 3 mos
Stancorp Equities, INC.Broker
January 2002 - February 2010 · 8 yrs 1 mo
Stancorp Investment Advisers, INC.
May 2001 - February 2010 · 8 yrs 9 mos
Park Avenue Securities LLCBroker
May 1999 - December 2001 · 2 yrs 7 mos
Guardian Investor Services CorporationBroker
December 1998 - May 1999 · 5 mos
Transamerica Securities Sales CorporationBroker
September 1996 - October 1998 · 2 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.