Robert Sheely is a registered investment advisor at Morgan Stanley, based in Santa Cruz, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6004 La Madrona Drive, Santa Cruz, CA, 95060
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Previous Registrations
J.P. Morgan Securities LLC
May 2015 - March 2017 · 1 yr 10 mos
J.P. Morgan Securities LLCBroker
May 2015 - March 2017 · 1 yr 10 mos
Charles Schwab & CO., INC.
June 2011 - September 2014 · 3 yrs 3 mos
Charles Schwab & CO., INC.Broker
June 2011 - September 2014 · 3 yrs 3 mos
Amerivest Investment Management, LLC
September 2010 - June 2011 · 9 mos
TD Ameritrade, INC.
September 2010 - June 2011 · 9 mos
TD Ameritrade, INC.Broker
September 2010 - June 2011 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - January 2009 · 11 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - January 2009 · 11 yrs 7 mos
Bear, Stearns & CO. INC.Broker
October 1996 - December 1996 · 2 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.