James Appelt is a registered investment advisor, based in Clearwater, FL, with 28 years of industry experience.
Location
1811 North Belcher Rd, Suite 1-3, Clearwater, FL, 33765
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA/bookkeeper/tax preparer at Appelt & Associates, CPAs, and president of James D Appelt, P.A., focusing on tax preparation and accounting. He also sells fixed annuities and term insurance, dedicating minimal time to this, and owns JDA Properties, LLC, a real estate rental business, and ACTS CPAS & ADVISORS, PLLC, where he spends full-time hours.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Aig Financial Advisors, INC.Broker
Koller Wealth Management INC.
Sunamerica Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.