RG
RG

Ronald Gilmore

27 Years of Experience
Powhatan, VA
Broker

Ronald Gilmore is a registered investment advisor at Cetera Investment Advisers LLC, based in Powhatan, VA, with 27 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Powhatan, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald owns an S Corp for expense management purposes, established in April 2021. This takes about 60 hours per week, with 32.5 hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2020 - March 2024 · 3 yrs 6 mos
Ameriprise Financial Services, LLCBroker
May 2012 - September 2020 · 8 yrs 4 mos
Ameriprise Financial Services, LLC.
May 2012 - September 2020 · 8 yrs 4 mos
Suntrust Investment Services, INC.
January 2004 - May 2012 · 8 yrs 4 mos
Suntrust Investment Services, INC.Broker
January 2004 - May 2012 · 8 yrs 4 mos
Securian Financial Services, INC.
January 2003 - December 2003 · 11 mos
Investment Advisory Group, INC.
May 2002 - January 2003 · 8 mos
Securian Financial Services, INC.Broker
August 2001 - December 2003 · 2 yrs 4 mos
First Union Securities, INC.Broker
October 1999 - August 2001 · 1 yr 10 mos
First Union Capital Markets CORP.Broker
May 1998 - October 1999 · 1 yr 5 mos
State Registrations9 states
FLGAMANCNYOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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