William Mawby
William Mawby is a registered investment advisor at Cetera Investment Advisers LLC, based in Akron, OH, with 29 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3200 W Market St Ste 300, Akron, OH, 44333
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2007Customer Dispute
February 2005Customer Dispute
June 2003Other Business ActivitiesSells Insurance
William is a financial professional at Vision Wealth Management LLC, spending about 10-20% of his time on securities and insurance sales and service. He also sells fixed insurance products and is an owner of Integrated Plan Partners and a founding partner of Pillar Financial Group LLC, dedicating nearly full-time hours to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Wrp Investments, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.