EP
EP

Ellen Paschal

21 Years of Experience
San Antonio, TX
Broker

Ellen Paschal is a registered investment advisor at Raymond James & Associates, INC., based in San Antonio, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

401 E. Sonterra Blvd., #100, San Antonio, TX, 78258

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2016 - April 2018 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - April 2018 · 2 yrs 2 mos
Raymond James & Associates, INC.
November 2008 - February 2016 · 7 yrs 3 mos
Raymond James & Associates, INC.Broker
October 2008 - February 2016 · 7 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 2007 - July 2008 · 7 mos
Primevest Financial Services, INC.
May 2005 - November 2007 · 2 yrs 6 mos
Primevest Financial Services, INC.Broker
November 2004 - November 2007 · 3 yrs
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.