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Bhupen Vakharia

29 Years of Experience
Tamarac, FL
Broker

Bhupen Vakharia is a registered investment advisor at Cetera Investment Advisers LLC, based in Tamarac, FL, with 29 years of industry experience. Bhupen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7797 N. University Drive, Suite 205, Tamarac, FL, 33321

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Bhupen is a CPA at Vakharia, CPA, PA, an accounting practice, since 1993. This takes up more than full-time hours, including some time during securities trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2004 - Present · 21 yrs 9 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 22 yrs 1 mo
Previous Registrations
Hochman & Baker Securities, INC.Broker
September 1996 - June 2004 · 7 yrs 9 mos
State Registrations6 states
CAFLNCNJNVTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.