KK
KK

Kris Kienzle

25 Years of Experience
Vancouver, WA
1 DisclosureBroker

Kris Kienzle is a registered investment advisor, based in Vancouver, WA, with 25 years of industry experience.

Location

201 NE Park Plaza Drive, Suite 225, Vancouver, WA, 98684

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1995
Final Disposition
Other Business Activities

Kris is the Owner/CEO of Midwest Supply of MN, a wholesale distributor of stainless steel fasteners, and an owner of N & G Properties, a real estate rental and ownership LLC. Both activities require minimal time and are not investment related.

Employment History
Current Registrations
Mutual Advisors, LLC
February 2020 - Present · 6 yrs 3 mos
Mutual Securities, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2018 - January 2020 · 1 yr 3 mos
Ameriprise Financial Services, INC.Broker
September 2018 - January 2020 · 1 yr 4 mos
Dws Distributors, INC.Broker
September 2014 - April 2018 · 3 yrs 7 mos
Riversource Distributors, INC.Broker
January 2007 - September 2014 · 7 yrs 8 mos
Ameriprise Financial Services, INC.Broker
December 2003 - January 2007 · 3 yrs 1 mo
Ids Life Insurance CompanyBroker
December 2003 - December 2006 · 3 yrs
Usallianz Investor Services, LLCBroker
October 2001 - July 2003 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
November 1996 - November 1998 · 2 yrs
Ids Life Insurance CompanyBroker
November 1996 - November 1998 · 2 yrs
State Registrations3 states
MNORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kris Kienzle - Financial Advisor | TrueAdvisor