LD
CFP
LD
CFP
Lance Dunn
28 Years of Experience
Fresno, CA
2 DisclosuresBroker
Lance Dunn is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fresno, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
7020 North Marks Avenue, Fresno, CA, 93711
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2011Settled
Customer Dispute
May 2003Denied
Other Business Activities
Lance works as a real estate broker/agent for Bynum Real Estate Services since March 2024. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2011 - Present · 15 yrs 6 mos
Raymond James Financial Services, INC.Broker
February 2011 - Present · 15 yrs 7 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
November 2007 - March 2011 · 3 yrs 4 mos
Bancwest Investment Services, INC.Broker
May 2000 - March 2011 · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2000 - May 2000 · 1 mo
Princor Financial Services CorporationBroker
February 1998 - April 2000 · 2 yrs 2 mos
Pruco Securities CorporationBroker
October 1997 - January 1998 · 3 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.