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Michael Moorby

29 Years of Experience
New York, NY
Broker

Michael Moorby is a registered investment advisor at Goldman Sachs & CO. LLC, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 41,781 clients with $110B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1073 advisors
Number of Clients
41,781 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$114.9B

Fee Structure

Minimum Investment:$1.1M

Clients generally compensate Goldman Sachs for its advisory services through a fee calculated as a percentage of the assets in the advisory account. The advisory fee varies depending on factors such as the pricing model, the size of the relationship, client customization of investment guidelines, required service levels, and the asset class. Clients may pay more or less than other clients invested in similar strategies. For certain fixed income strategies, clients may receive a fee reduction during low interest rate environments. Clients also pay commissions, commission equivalents, mark-ups, mark-downs and spreads in addition to advisory fees.

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Location

200 West Street, New York, NY, 10282

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns Rebel Forces LLC, an apparel company, since 2004. His duties include maintaining the website and selling apparel, dedicating a few hours per week.

Employment History
Current Registrations
Goldman Sachs & CO. LLCBroker
January 2021 - Present · 5 yrs 4 mos
Goldman Sachs Wealth Services, L.P.
July 2002 - Present · 23 yrs 10 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
October 1996 - January 2021 · 24 yrs 3 mos
State Registrations26 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.