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BB
BB
Bart Richard Bonga
Rothschild Investment
29 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Business Owners
Rothschild Investment
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,047 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.3B
Fee Structure
Financial Planning:
Investment management only
Investment Management
Planning
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $3.0M
1.25%
$3.0M - $7.0M
1.00%
$7.0M - $15.0M
0.75%
$15M+
0.50%
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
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Location
311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
July 2008
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Rothschild Investment
September 1996 - Present · 29 yrs 5 mos
Rothschild Investment LLC
Broker
September 1996 - Present · 29 yrs 5 mos
State Registrations
35 states
AR
AZ
CA
CO
CT
FL
GA
IA
IL
IN
KS
KY
MA
ME
MI
MN
MO
MS
NC
NE
NJ
NV
NY
OH
OK
OR
PA
SC
SD
TN
TX
UT
VA
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Bart Richard Bonga - Financial Advisor | TrueAdvisor