Richard Malmberg
Richard Malmberg is a registered investment advisor at Schwab Wealth Advisory, INC., based in Orlando, FL, with 27 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
1991 Summit Park Drive, Orlando, FL, 32810
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Richard owns a rental house in Orlando, Florida, and deposits rental checks monthly. This activity requires about 10-20% of his time.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.