David Krauss is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2012 - Present · 14 yrs 4 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - February 2012 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
July 2004 - January 2008 · 3 yrs 6 mos
Bear, Stearns & CO. INC.Broker
April 2002 - May 2004 · 2 yrs 1 mo
Lehman Brothers INC.Broker
July 2001 - April 2002 · 9 mos
First Union Securities, INC.Broker
September 2000 - July 2001 · 10 mos
Sg Cowen Securities CorporationBroker
January 2000 - September 2000 · 8 mos
Bt Alex. Brown IncorporatedBroker
September 1997 - May 1998 · 8 mos
Alex. Brown & Sons IncorporatedBroker
April 1997 - September 1997 · 5 mos
State Registrations47 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.