RG
RG

Richard Garrett

25 Years of Experience
St. Petersburg, FL
Broker

Richard Garrett is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Advisors
November 2023 - September 2024 · 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - September 2024 · 10 mos
Wells Fargo Advisors
March 2005 - September 2024 · 19 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2005 - September 2024 · 19 yrs 6 mos
Lockwood Advisors INC
February 2004 - March 2004 · 1 mo
Pershing LLCBroker
December 2003 - March 2004 · 3 mos
Lockwood Financial Services, INC
May 2001 - March 2004 · 2 yrs 10 mos
Lfg Advisors, INC.
April 2001 - August 2002 · 1 yr 4 mos
Lockwood Financial Services, INC.Broker
December 1999 - March 2004 · 4 yrs 3 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Garrett - Financial Advisor | TrueAdvisor