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Steven Georgopoulos

Pinnacle Investments, LLC
26 Years of Experience
Boca Raton, FL
4 DisclosuresBroker
View SEC Summary
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Steven Georgopoulos is a registered investment advisor at Pinnacle Investments, LLC, based in Boca Raton, FL, with 26 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 3,143 clients with $1.3B in assets under management.

Pinnacle Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,143 clients
Average Client Portfolio
$412K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The 3.00% annual rate is maximum and negotiable based on account size, investment complexity, use of sub-advisors, and level of service required. Minimum annual program fee is $100.00.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7601 North Federal Highway, Suite 125B, Boca Raton, FL, 33487

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Denied
Regulatory
May 2009
Final
Customer Dispute
August 2008
Closed-No Action
Regulatory
July 2002
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is the president of Georgopoulos Inc, an S Corp established in 2011, for tax and compensation purposes. This activity is not investment-related.

Employment History
Current Registrations
Pinnacle Investments, LLC
September 2021 - Present · 5 yrs 1 mo
Pinnacle Investments, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Dawson James Securities, INC.Broker
May 2018 - September 2019 · 1 yr 4 mos
Woodstock Financial Group, INC.Broker
April 2014 - June 2018 · 4 yrs 2 mos
Hunter Scott Financial LLC.Broker
August 2012 - May 2014 · 1 yr 9 mos
Brookville Capital PartnersBroker
March 2012 - August 2012 · 5 mos
Jhs Capital Advisors, INC.Broker
April 2007 - May 2010 · 3 yrs 1 mo
J.P. Turner & Company, L.L.C.Broker
January 2006 - March 2007 · 1 yr 2 mos
Gunnallen Financial, INCBroker
February 2003 - June 2005 · 2 yrs 4 mos
Ehrenkrantz King Nussbaum, INC.Broker
July 2002 - August 2002 · 1 mo
Ksh Investment Group, INC.Broker
June 2001 - June 2002 · 1 yr
Harrison Securities, INC.Broker
November 2000 - June 2001 · 7 mos
Gaines, Berland INC.Broker
September 1999 - December 1999 · 3 mos
M.S. Farrell & Company, INC.Broker
July 1999 - November 2000 · 1 yr 4 mos
Whitehall Wellington Investments, INC.Broker
February 1999 - July 1999 · 5 mos
Gaines, Berland INC.Broker
August 1998 - February 1999 · 6 mos
First Asset Management, INC.Broker
March 1997 - August 1998 · 1 yr 5 mos
State Registrations21 states
ALARCACOCTFLIAIDINKSKYMDMNNCNJNYOHOKPATXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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