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William Dana

Edward Jones
24 Years of Experience
Mooresville, NC
1 DisclosureBroker
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William Dana is a registered investment advisor at Edward Jones, based in Mooresville, NC, with 24 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mooresville, NC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
May 2025 - Present · 1 yr 5 mos
Edward Jones
April 2025 - Present · 1 yr 6 mos
Edward JonesBroker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLCBroker
January 2025 - April 2025 · 3 mos
LPL Enterprise, LLCBroker
October 2024 - April 2025 · 6 mos
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September 2018 - October 2022 · 4 yrs 1 mo
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April 2018 - June 2018 · 2 mos
Sagepoint Financial, INC.Broker
September 2013 - August 2017 · 3 yrs 11 mos
LPL Financial LLCBroker
February 2010 - October 2013 · 3 yrs 8 mos
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August 2008 - March 2010 · 1 yr 7 mos
Chase Investment Services CORP.Broker
October 2006 - January 2007 · 3 mos
Bny Investment Center INC.Broker
August 2006 - October 2006 · 2 mos
Nfb Investment Services CORP.Broker
November 2005 - May 2006 · 6 mos
Hsbc Securities (USA) INC.Broker
January 2005 - November 2005 · 10 mos
Hsbc Brokerage (USA) INC.Broker
April 2004 - January 2005 · 9 mos
Metlife Securities INC.Broker
August 2003 - April 2004 · 8 mos
Metropolitan Life Insurance CompanyBroker
August 2003 - April 2004 · 8 mos
Linsco/private Ledger CORP.Broker
May 2002 - May 2003 · 1 yr
Prudential Securities IncorporatedBroker
October 2000 - May 2002 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
July 1997 - October 2000 · 3 yrs 3 mos
Royce Investment Group, INC.Broker
March 1997 - June 1997 · 3 mos
Matrix Securities CorporationBroker
February 1997 - March 1997 · 1 mo
E. C. Capital, LTD.Broker
February 1997 - February 1997 · 0 mos
State Registrations6 states
ARAZMANCOKUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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