Andrew Rose is a registered investment advisor at LPL Financial LLC, based in Albemarle, NC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
234 E. North St., Albemarle, NC, 28001
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2005Customer Dispute
March 2000Other Business Activities
Andrew has two DBAs for his LPL business: Gladstone Wealth Partners and Andy Rose Wealth Management. He also works as a ticket reseller, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Quest Capital Strategies, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.