Andrew Rose is a registered investment advisor at LPL Financial LLC, based in Albemarle, NC, with 29 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
234 E. North St., Albemarle, NC, 28001
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2005Customer Dispute
March 2000Other Business Activities
Andrew has two DBAs for his LPL business: Gladstone Wealth Partners and Andy Rose Wealth Management. He also works as a ticket reseller, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Quest Capital Strategies, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Tracey Hayes, ChFCEdward Jones
- David Gaskin, ChFCPrivate Client Services, LLC
- Kyle Eudy, CFPUwharrie Investment Advisors, INC.