John Chu is a registered investment advisor at Morgan Stanley, based in Rego Park, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Rego Park, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Morgan StanleyBroker
August 2018 - Present · 7 yrs 9 mos
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.
May 2017 - September 2018 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
May 2017 - September 2018 · 1 yr 4 mos
LPL Financial LLCBroker
August 2013 - May 2017 · 3 yrs 9 mos
LPL Financial LLC
August 2013 - May 2017 · 3 yrs 9 mos
Morgan Stanley Smith Barney LLC
May 2010 - February 2012 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
March 2010 - February 2012 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Worldco, L.L.C.Broker
July 2001 - October 2003 · 2 yrs 3 mos
Muriel Siebert & CO., INC.Broker
February 1997 - July 2001 · 4 yrs 5 mos
Prime Charter LTD.Broker
October 1996 - January 1997 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.