Richard Gregory
Richard Gregory is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Decatur, AL, with 29 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Decatur, AL
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2010Other Business Activities
Richard is a board member for The Salvation Army and a committee member for Young Life Committee, dedicating minimal time to each. He also works as an advisory representative of a registered investment advisor (RIA) and uses the trade name/DBA Midtown Wealth Partners, spending nearly full-time hours on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Oak Tree Financial Services, LLC
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.